Monday, April 21, 2014

Two Articles on Hippocampal Neurogenesis

 

The first of these two articles looks at the history and current state of our knowledge of neurogenesis in the adult hippocampus. The second article reveals research suggesting the social isolation inhibits hippocampal neurogenesis.

From Wikipedia:
Neurogenesis (birth of neurons) is the process by which neurons are generated from neural stem cells and progenitor cells. Most active during pre-natal development, neurogenesis is responsible for populating the growing brain with neurons. Recently neurogenesis was shown to continue in several small parts of the brain of mammals: the hippocampus and the subventricular zone. Studies have indicated that the hormone testosterone in vertebrates, and the prohormone ecdysone in insects, have an influence on the rate of neurogenesis.
The first article is a briefer review piece, so it is included here in its entirety. The second article is much longer and only the abstract and introduction are included.

Functional neurogenesis in the adult hippocampus: Then and now

Krishna C. Vadodaria [1,2] and Sebastian Jessberger [1,2]
1. Faculty of Medicine and Science, Brain Research Institute, University of Zurich, Zurich, Switzerland
2. Neuroscience Center Zurich, University of Zurich and ETH Zurich, Zurich, Switzerland
Introduction
After two decades of research, the neurosciences have come a long way from accepting that neural stem/progenitor cells (NSPCs) generate new neurons in the adult mammalian hippocampus to unraveling the functional role of adult-born neurons in cognition and emotional control. The finding that new neurons are born and become integrated into a mature circuitry throughout life has challenged and subsequently reshaped our understanding of neural plasticity in the adult mammalian brain. It is now widely accepted that neurogenesis in the adult central nervous system occurs in multiple brain regions within the rodent brain, including the subventricular zone (SVZ) of the lateral ventricles and the subgranular zone (SGZ) of the dentate gyrus (DG). Since the discovery of ongoing neurogenesis in the adult brain, the field has been addressing questions regarding the cellular identity of adult NSPCs, the molecular pathways regulating maturation and integration of newborn neurons into preexisting circuitries, and how new neurons contribute to adult brain function. Technological advances over the last two decades such as targeted modulation (loss- and gain-of-function) of adult neurogenesis and refinements in behavioral testing paradigms have enabled us to begin addressing these questions directly. Here we give a brief overview of old and new studies examining the function of adult hippocampal neurogenesis (AHN) in the context of evolving technology, which has exponentially expanded our understanding of the neurogenic process in the adult mammalian brain.


Early Studies: From Correlation to Causality


Early on, the field went through a phase of correlating levels of AHN with performance in behavioral tests of hippocampus-dependent learning and memory, and affective behavior. Manipulations that increase AHN such as environmental enrichment, physical activity, and also treatment with certain antidepressants were found to enhance performance in spatial navigation tasks (e.g., Morris water maze; MWM) and in tests of anxiety-related behaviors (forced swim test, elevated plus maze) (Kim et al., 2012). Conversely, stress, aging, and inflammation, all of which negatively affect AHN, resulted in decreased performance in tasks of spatial navigation and emotion-related behaviors (Kim et al., 2012). Although correlative, these data generated in the late 1990s and early 2000s, suggested a role for AHN in hippocampus-dependent processes of cognition and emotion. The first studies attempting to show causal relationship between AHN and hippocampus-dependent behavior were published in the early 2000s, using the antimitotic drug methylazoxymethanol acetate (MAM) and focal irradiation of the hippocampus to ablate AHN. MAM-treated and focally irradiated mice showed impairments in hippocampus-dependent trace-conditioning and certain forms of long-term spatial memory (Shors et al., 2001; Snyder et al., 2005; Deng et al., 2009), suggesting that AHN was required for particular aspects of learning and memory. However, seemingly inconsistent findings from multiple studies with confounding variables such as incomplete elimination of neurogenesis and unwanted off-target effects (such as irradiation-induced inflammation) impeded a precise understanding of the contribution of AHN to hippocampal function (Deng et al., 2010).

Functional Hippocampal Neurogenesis and Evolving Methodology


Significant advances in conditional gene targeting allowing the generation of transgenic mice and virus-based approaches enabled the selective targeting of adult hippocampal NSPCs and their neuronal progeny, and revealed not only the molecular pathways important for the different stages of neurogenesis, but also specific behavioral correlates of altered AHN (Saxe et al., 2006; Dupret et al., 2008; Jessberger et al., 2009; Deng et al., 2010; Ming and Song, 2011). Commonly used approaches include the expression of cell death-inducing genes (such as diphtheria toxin or its receptor and thymidine kinase that kills dividing cells upon gancyclovir injections), overexpression of pro-apoptotic genes (such as Bax), and expression of light-sensitive ion channels (such as channelrhodopsins enabling conditional depolarization or hyperpolarization of newborn neurons) in NSPCs and/or their neuronal progeny (Deng et al., 2010). Fewer methods have been utilized to genetically boost neurogenesis. One elegant approach has been to utilize transgenic mice where the pro-apoptotic gene BAX was conditionally deleted in nestin-expressing NSPCs (iBAXnestin), resulting in substantially enhanced levels of AHN (Sahay et al., 2011a). As compared to previous cytostatic drug- and irradiation-based strategies, these techniques improved temporal and tissue-specific control for ablating the desired neuronal population. Studies utilizing these strategies in combination with an array of behavioral tests have revealed novel roles for AHN. Together with correlational studies, genetic, and pharmacological approaches to manipulate levels of AHN are currently being used to understand the functional significance of AHN. Spatial discrimination tasks such as feared context, radial-arm maze, modified MWM, and the two-choice discrimination task have been utilized to test for a function of newborn neurons (Saxe et al., 2007; Clelland et al., 2009; Deng et al., 2009; Sahay et al., 2011a; Nakashiba et al., 2012) and there is now sufficient evidence suggesting that AHN plays a crucial role in the pattern separation functions of the DG (Treves et al., 2008; Yassa and Stark, 2011). The two-choice discrimination task where mice must discriminate between spatially proximate stimuli may become one of the behavioral tasks of choice (Clelland et al., 2009; Mctighe et al., 2009). Complementary approaches to knockdown AHN revealed selective deficits in this task and the radial arm maze. On the other hand, boosting AHN by genetically enhancing newborn neuron survival (using iBaxnestin) enhances discrimination between similar contexts in a contextual fear-conditioning task (Sahay et al., 2011a). Notably, AHN becomes critical only when contexts/patterns become more similar and therefore more difficult to discriminate during recall; thus, AHN seems to be dispensable for discriminating between highly dissimilar contexts/patterns but crucial for computing and discerning highly similar input patterns. Transgenic strategies enabling selective ablation of young and adult-born DG neurons vs. mature DG granule neurons in combination with modifications of the MWM show that in the absence of mature neurons, separation between similar spatial contexts is enhanced, whereas, “completing” a pattern with only a subset of the cues is impaired (Nakashiba et al., 2012). These results highlight an interesting interplay between “newborn” and “old” neuronal populations, suggesting different yet complementary functions of pattern “separation” vs. “completion,” respectively. Collectively, studies from multiple labs provide evidence of a strong link between AHN and proposed pattern separation functions of the DG (Sahay et al., 2011b). Furthermore, recent data using novel transgenic mice and virus-based approaches (e.g., optogenetics and TK-based approaches) support the hypothesis that new neurons are particularly important for memory encoding and retrieval during a critical period 4–8 weeks after new neurons are born (Deng et al., 2009; Gu et al., 2012).

Recent reports also support a role for AHN in emotional control and affective behavior. These studies benefitted not only from novel methods to ablate AHN, but also refinements in testing paradigms for specific aspects of emotion-related behaviors (Samuels and Hen, 2011; Kheirbek et al., 2012). Particularly, irradiated and transgenic mice with diminished AHN exhibit signs of heightened stress response as observed in the food avoidance test (after acute stress), increased despair-like behavior in the forced swim test, and increased anhedonia in sucrose preference tests (Snyder et al., 2011). These deficits may be in part due to a dysfunctional regulation of the hypothalamic-pituitary-adrenal (HPA) axis that may lead to a disproportionate response to stress-inducing stimuli in mice with impaired AHN (Snyder et al., 2011). Interestingly, although ablation of AHN led to a heightened stress response along with behavioral correlates of depression-like behaviors, increasing neurogenesis by itself does not appear to be sufficient for promoting anxiolytic or antidepressant-like behaviors in the iBax mice (Sahay et al., 2011a). However, this may be due to a “ceiling” effect or due to limitations of current testing paradigms for examining “gain of function” in emotion-related behaviors.
 

Functional AHN: Open Questions


Accumulating evidence over the last years has clearly demonstrated a role for AHN in hippocampus-dependent cognition and emotional control. However, it is currently unclear how exactly newborn neurons shape the DG circuitry and mediate DG-dependent pattern separation. A large number of open questions remain: how are individual patterns represented in the DG (Deng et al., 2013)? How does the hippocampal circuit “change” with the addition of each pattern-associated cohort of newborn neurons? How does top-down or cortical input regulate AHN and its function in learning new information? How much do newborn young neurons contribute to memory engrams in the DG? How do adult-born hippocampal neurons regulate the HPA axis, which contributes to the neurogenesis-associated regulation of anxiety-related behaviors? Do distinct subsets of newborn neurons contribute to pattern separation vs. emotional regulation role of the DG? Other questions pertain to the relevance of varying levels of AHN, basally, by environmental stimuli, and in the context of disease: How do variations in AHN contribute to individuality in exploratory behavior and could this be extended to humans (Freund et al., 2013)? How does aging regulate AHN and can boosting AHN alleviate age-related decline in aspects of cognition? Can AHN be harnessed for endogenous brain repair and restoration of neuronal function in diseases that is associated with diminished or altered AHN, such as major depression, epilepsy, Alzheimer's disease, and Parkinson's disease? Interestingly, recent findings that levels of hippocampal neurogenesis remain substantial even through the fifth decade of life in the adult human brain, opens up possibilities for doing functional studies in humans related to AHN (Spalding et al., 2013), for example by combining non-invasive imaging strategies together with DG-dependent behavioral paradigms (Brickman et al., 2011; Yassa and Stark, 2011; Dery et al., 2013). With the development of novel genetic tools there is great hope for answering these questions, however, it also seems plausible that we need to develop more refined and sensitive testing paradigms to closely examine AHN-dependent behaviors. In addition, it is clear that most genetic approaches are only suitable for studies using mice, limiting the possibility to use different species to broaden the relevance of the obtained findings. Thus, developing novel methods to measure and /or manipulate AHN in primates and even humans will be important to move the field toward biomedical relevance.

Be that as it may, the finding that the adult mammalian brain continuously generates new neurons throughout life has contributed significantly to our understanding of brain functioning and recent technological advances provide further impetus for studying the function of AHN in health and disease.


Acknowledgments

Krishna C. Vadodaria is currently supported by a postdoctoral fellowship of the Swiss National Science Foundation (SNSF). We apologize to all authors whose work is not cited due to space constraints.
 

References
Brickman, A. M., Stern, Y., and Small, S. A. (2011). Hippocampal subregions differentially associate with standardized memory tests. Hippocampus 21, 923–928. doi: 10.1002/hipo.20840 Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Clelland, C. D., Choi, M., Romberg, C., Clemenson, G. D. Jr., Fragniere, A., Tyers, P., et al. (2009). A functional role for adult hippocampal neurogenesis in spatial pattern separation. Science 325, 210–213. doi: 10.1126/science.1173215 Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Deng, W., Aimone, J. B., and Gage, F. H. (2010). New neurons and new memories: how does adult hippocampal neurogenesis affect learning and memory? Nat. Rev. Neurosci. 11, 339–350. doi: 10.1038/nrn2822 Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Deng, W., Mayford, M., and Gage, F. H. (2013). Selection of distinct populations of dentate granule cells in response to inputs as a mechanism for pattern separation in mice. Elife 2:e00312. doi: 10.7554/eLife.00312 Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Deng, W., Saxe, M. D., Gallina, I. S., and Gage, F. H. (2009). Adult-born hippocampal dentate granule cells undergoing maturation modulate learning and memory in the brain. J. Neurosci. 29, 13532–13542. doi: 10.1523/JNEUROSCI.3362-09.2009  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Dery, N., Pilgrim, M., Gibala, M., Gillen, J., Wojtowicz, J. M., Macqueen, G., et al. (2013). Adult hippocampal neurogenesis reduces memory interference in humans: opposing effects of aerobic exercise and depression. Front. Neurosci. 7:66. doi: 10.3389/fnins.2013.00066  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Dupret, D., Revest, J. M., Koehl, M., Ichas, F., De Giorgi, F., Costet, P., et al. (2008). Spatial relational memory requires hippocampal adult neurogenesis. PLoS ONE 3:e1959. doi: 10.1371/journal.pone.0001959  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Freund, J., Brandmaier, A. M., Lewejohann, L., Kirste, I., Kritzler, M., Kruger, A., et al. (2013). Emergence of individuality in genetically identical mice. Science 340, 756–759. doi: 10.1126/science.1235294  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Gu, Y., Arruda-Carvalho, M., Wang, J., Janoschka, S. R., Josselyn, S. A., Frankland, P. W., et al. (2012). Optical controlling reveals time-dependent roles for adult-born dentate granule cells. Nat. Neurosci. 15, 1700–1706. doi: 10.1038/nn.3260   Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Jessberger, S., Clark, R. E., Broadbent, N. J., Clemenson, G. D. Jr., Consiglio, A., Lie, D. C., et al. (2009). Dentate gyrus-specific knockdown of adult neurogenesis impairs spatial and object recognition memory in adult rats. Learn. Mem. 16, 147–154. doi: 10.1101/lm.1172609  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Kheirbek, M. A., Klemenhagen, K. C., Sahay, A., and Hen, R. (2012). Neurogenesis and generalization: a new approach to stratify and treat anxiety disorders. Nat. Neurosci. 15, 1613–1620. doi: 10.1038/nn.3262  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Kim, W. R., Christian, K., Ming, G. L., and Song, H. (2012). Time-dependent involvement of adult-born dentate granule cells in behavior. Behav. Brain Res. 227, 470–479. doi: 10.1016/j.bbr.2011.07.012  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Mctighe, S. M., Mar, A. C., Romberg, C., Bussey, T. J., and Saksida, L. M. (2009). A new touchscreen test of pattern separation: effect of hippocampal lesions. Neuroreport 20, 881–885. doi: 10.1097/WNR.0b013e32832c5eb2  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Ming, G. L., and Song, H. (2011). Adult neurogenesis in the mammalian brain: significant answers and significant questions. Neuron 70, 687–702. doi: 10.1016/j.neuron.2011.05.001  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Nakashiba, T., Cushman, J. D., Pelkey, K. A., Renaudineau, S., Buhl, D. L., Mchugh, T. J., et al. (2012). Young dentate granule cells mediate pattern separation, whereas old granule cells facilitate pattern completion. Cell 149, 188–201. doi: 10.1016/j.cell.2012.01.046  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Sahay, A., Scobie, K. N., Hill, A. S., O'Carroll, C. M., Kheirbek, M. A., Burghardt, N. S., et al. (2011a). Increasing adult hippocampal neurogenesis is sufficient to improve pattern separation. Nature 472, 466–470. doi: 10.1038/nature09817  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Sahay, A., Wilson, D. A., and Hen, R. (2011b). Pattern separation: a common function for new neurons in hippocampus and olfactory bulb. Neuron 70, 582–588. doi: 10.1016/j.neuron.2011.05.012  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Samuels, B. A., and Hen, R. (2011). Neurogenesis and affective disorders. Eur. J. Neurosci. 33, 1152–1159. doi: 10.1111/j.1460-9568.2011.07614.x  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Saxe, M. D., Battaglia, F., Wang, J. W., Malleret, G., David, D. J., Monckton, J. E., et al. (2006). Ablation of hippocampal neurogenesis impairs contextual fear conditioning and synaptic plasticity in the dentate gyrus. Proc. Natl. Acad. Sci. U.S.A. 103, 17501–17506. doi: 10.1073/pnas.0607207103  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Saxe, M. D., Malleret, G., Vronskaya, S., Mendez, I., Garcia, A. D., Sofroniew, M. V., et al. (2007). Paradoxical influence of hippocampal neurogenesis on working memory. Proc. Natl. Acad. Sci. U.S.A. 104, 4642–4646. doi: 10.1073/pnas.0611718104  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Shors, T. J., Miesegaes, G., Beylin, A., Zhao, M., Rydel, T., and Gould, E. (2001). Neurogenesis in the adult is involved in the formation of trace memories. Nature 410, 372–376. doi: 10.1038/35066584  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Snyder, J. S., Hong, N. S., Mcdonald, R. J., and Wojtowicz, J. M. (2005). A role for adult neurogenesis in spatial long-term memory. Neuroscience 130, 843–852. doi: 10.1016/j.neuroscience.2004.10.009  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Snyder, J. S., Soumier, A., Brewer, M., Pickel, J., and Cameron, H. A. (2011). Adult hippocampal neurogenesis buffers stress responses and depressive behaviour. Nature 476, 458–461. doi: 10.1038/nature10287  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Spalding, K. L., Bergmann, O., Alkass, K., Bernard, S., Salehpour, M., Huttner, H. B., et al. (2013). Dynamics of hippocampal neurogenesis in adult humans. Cell 153, 1219–1227. doi: 10.1016/j.cell.2013.05.002  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Treves, A., Tashiro, A., Witter, M. P., and Moser, E. I. (2008). What is the mammalian dentate gyrus good for? Neuroscience 154, 1155–1172. doi: 10.1016/j.neuroscience.2008.04.073  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

Yassa, M. A., and Stark, C. E. (2011). Pattern separation in the hippocampus. Trends Neurosci. 34, 515–525. doi: 10.1016/j.tins.2011.06.006  Pubmed Abstract | Pubmed Full Text | CrossRef Full Text

* * * * *

Social isolation disrupts hippocampal neurogenesis in young non-human primates

Simone M. Cinini [1], Gabriela F. Barnabe [1], Nicole Galvão-Coelho [2], Magda A. de Medeiros [3], Patrícia Perez-Mendes [1], Maria B. C. Sousa [2], Luciene Covolan [1] and Luiz E. Mello [1]
1. Departamento de Fisiologia, Universidade Federal de São Paulo, São Paulo, Brazil
2. Departamento de Fisiologia, Universidade Federal do Rio Grande do Norte, Natal, Brazil
3. Departamento de Ciências Fisiológicas, Universidade Federal Rural do Rio de Janeiro, Seropédica, Rio de Janeiro Brazil
Social relationships are crucial for the development and maintenance of normal behavior in non-human primates. Animals that are raised in isolation develop abnormal patterns of behavior that persist even when they are later reunited with their parents. In rodents, social isolation is a stressful event and is associated with a decrease in hippocampal neurogenesis but considerably less is known about the effects of social isolation in non-human primates during the transition from adolescence to adulthood. To investigate how social isolation affects young marmosets, these were isolated from other members of the colony for 1 or 3 weeks and evaluated for alterations in their behavior and hippocampal cell proliferation. We found that anxiety-related behaviors like scent-marking and locomotor activity increased after social isolation when compared to baseline levels. In agreement, grooming—an indicative of attenuation of tension—was reduced among isolated marmosets. These results were consistent with increased cortisol levels after 1 and 3 weeks of isolation. After social isolation (1 or 3 weeks), reduced proliferation of neural cells in the subgranular zone of dentate granule cell layer was identified and a smaller proportion of BrdU-positive cells underwent neuronal fate (doublecortin labeling). Our data is consistent with the notion that social deprivation during the transition from adolescence to adulthood leads to stress and produces anxiety-like behaviors that in turn might affect neurogenesis and contribute to the deleterious consequences of prolonged stressful conditions.


Introduction


In the adult hippocampus, progenitor cells in the subgranular zone of the dentate gyrus give rise to new neurons that migrate into the granule cell layer, differentiate into granular neurons, and are capable of functional integration into the hippocampal circuitry (Gould and Gross, 2002; Van Praag et al., 2002; Kee et al., 2007). The functional role of hippocampal neurogenesis has not been fully understood until now, but despite the divergent results from different laboratories and models, most data points toward its involvement with specific aspects of learning, conditioning, and spatial information (for review see Balu and Lucki, 2009).

Reduction in hippocampal neurogenesis is associated with stress (Gould et al., 1998) mainly by means of increased excitatory transmission (Gould et al., 1997; Abraham et al., 1998), pro-inflammatory cytokines (Koo and Duman, 2008), diminished neurotrophins expression (Duman and Monteggia, 2006; Jacobsen and Mork, 2006), and glucocorticoid signaling (Wong and Herbert, 2005, 2006). Social isolation is a form of stress, which affects some hippocampal-related functions such as learning and memory and may lead to affective disorders. In marmosets there is a strong exponential negative correlation between the number of dentate proliferating cells and aging where 2–3 years-old animals are considered young adults, from 4 to 7 years they are middle-aged and above 8 years old they are considered old (Bunk et al., 2011). In the present study we used social isolation of young animals as the stressful event (Laudenslager et al., 1995; Stranahan et al., 2006) in order to characterize behavioral consequences of social isolation during the transition phase from adolescence to adulthood, when the animals are at the peak of dentate neurogenesis, so any disturbance might bear a greater relevance in the onset of future mood disorders.

The long-term effects of social isolation among rodent pups include decreased hippocampal neurogenesis, which can culminate in a reduced ability to cope with stressful events in adulthood (Laudenslager et al., 1995; Mirescu et al., 2004; Karten et al., 2005; Stranahan et al., 2006; Rizzi et al., 2007). As compared to rodents, social interactions in primates are considerably more important for the appropriate neuropsychological development (Rosenblum and Andrews, 1994). Marmosets partially deprived of parental care during infancy develop abnormal patterns of behavior that persist even when they are later reunited with their parents (Dettling et al., 2002a,b). In spite of the well-characterized behavioral consequences of social isolation during infancy in these animals, little is known about the neurobiological effects of social isolation during its transition to adulthood. In the present study we investigate the consequences of social isolation in the behavior and hippocampal neurogenesis in these non-human primates.
Read the whole article.

Sunday, April 20, 2014

Neural Correlates of Moral Judgments in First- and Third-Person Perspectives: Implications for Neuroethics and Beyond


This interesting article from BMC Neuroscience looks for the neural correlates or moral judgments in first- and third-person perspectives. The authors suggest that their findings demonstrate that first or third person perspectives in moral cognition involve distinct neural processes, that are important to different aspects of moral judgments.

Full Citation: 
Avram, M, Hennig-Fast, K, Bao, Y, Pöppel, E, Reiser, M, Blautzik, J, Giordano, J, and Gutyrchik, E. (2014, Apr 1). Neural correlates of moral judgments in first- and third-person perspectives: implications for neuroethics and beyond. BMC Neuroscience, 15:39 doi:10.1186/1471-2202-15-39

Neural correlates of moral judgments in first- and third-person perspectives: implications for neuroethics and beyond


Mihai Avram, Kristina Hennig-Fast, Yan Bao, Ernst Pöppel, Maximilian Reiser, Janusch Blautzik, James Giordano, and Evgeny Gutyrchik

This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly credited. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.


Abstract


Background

There appears to be an inconsistency in experimental paradigms used in fMRI research on moral judgments. As stimuli, moral dilemmas or moral statements/ pictures that induce emotional reactions are usually employed; a main difference between these stimuli is the perspective of the participants reflecting first-person (moral dilemmas) or third-person perspective (moral reactions). The present study employed functional magnetic resonance imaging (fMRI) in order to investigate the neural correlates of moral judgments in either first- or third-person perspective.

Results

Our results indicate that different neural mechanisms appear to be involved in these perspectives. Although conjunction analysis revealed common activation in the anterior medial prefrontal cortex, third person-perspective elicited unique activations in hippocampus and visual cortex. The common activation can be explained by the role the anterior medial prefrontal cortex may play in integrating different information types and also by its involvement in theory of mind. Our results also indicate that the so-called "actor-observer bias" affects moral evaluation in the third-person perspective, possibly due to the involvement of the hippocampus. We suggest two possible ways in which the hippocampus may support the process of moral judgment: by the engagement of episodic memory and its role in understanding the behaviors and emotions of others.

Conclusion

We posit that these findings demonstrate that first or third person perspectives in moral cognition involve distinct neural processes, that are important to different aspects of moral judgments. These results are important to a deepened understanding of neural correlates of moral cognition—the so-called “first tradition” of neuroethics, with the caveat that any results must be interpreted and employed with prudence, so as to heed neuroethics “second tradition” that sustains the pragmatic evaluation of outcomes, capabilities and limitations of neuroscientific techniques and technologies.


Background


Studies of moral decision-making have been the focus of philosophy, psychology, and more recently, the brain sciences. Examination of the ways that humans (and perhaps other organisms) engage intent, memory, emotion, and reasoning processes relevant to their execution and constraint of conduct toward others, acquisition and use of various resources, survival, and flourishing have become the emphases of sub-disciplines of the cognitive neurosciences, such as neuroeconomics and more specifically, neuroethics. Developing from the older fields of moral philosophy and moral psychology, neuroethics obtains two primary orientations (or so-called “traditions”). The first can be somewhat colloquially described as “..the neuroscience of ethics” [1]. Rather, we offer that a more apt definition of this branch of neuroethics would be: studies of the putative neural substrates and mechanisms involved in proto-moral and moral cognition and behaviors [2-5]. The second “tradition” addresses the ethico-legal and social issues fostered by the use of neuroscience and neurotechnologies in research, medical practice, or public life.

In this latter regard, particular interest has centered upon the use of neuroimaging techniques and technologies to depict, and define neural bases of moral decision-making, if not “morality”, writ-large–as constituent to ongoing criticism of neuroimaging, in general [6]. Still, by recognizing and compensating inherent technical and conceptual limitations [7] iterative progress in neuroimaging technology and method have yielded improvement in outcomes, which sustain this approach as both valid and valuable to elucidating the relative activity of various neural networks in certain types of cognitive tasks and behaviors, including those involved in moral judgments and behaviors - with certain caveats noted and acknowledged [8,9].

Such studies have revealed the complexity of these types of decisions. In the main, focus has shifted from defining moral judgments as purely cognitive processes (i.e. - reason) to revealing more emotion-based processes, and recent results suggest the involvement of both processes in those decisions that are (both subjectively and objectively evaluated as being) morally sensitive and/or responsive [10-15]. What has also become clear is that moral decisions are not uniformly processed by a particular locus, region or network [16,17], but rather are more widely distributed in and across neural fields that are involved in memory, reward, reinforcement, and punishment, rationalization, interoception (e.g.- provocation of and response to various emotions, self-referentiality, etc.), and behavior. For example, Young and Dungan [18] suggest that such brain areas include the medial prefrontal cortex (MPFC) – involved in emotional processing; posterior cingulate cortex (PCC) and precuneus – both involved in self-referential processing, the temporo-parietal junction (TPJ) and/or somewhat larger fields of Brodmann’s area 39 – that are involved in aspects of social processing and/ or theory of mind (ToM).

As well, it is likely that different patterns of neural network activation may be involved in particular types of moral decisions, based upon the nature of the evocative stimuli, situations, and relative involvement of the subject. In this light, a methodological question has recently been raised regarding the viability of the rational and emotional/ intuitionist theories of moral cognition and judgments [19]. These research approaches to moral judgment use different experimental stimuli: “rationalist” protocols use moral dilemmas to study moral judgments, while “emotionalist” protocols employ emotionally-laden statements or pictures to assess what appear to be moral reactions. Is it possible that these approaches elicit distinct processes of moral cognition and lead to different results? Monin and colleagues [19] argue that the focus of reasoning in moral dilemmas is on the decision-making process - a conflict between two moral constructs and/or principles, whereas moral reactions reflect subjects’ emotional responses to particular stimuli and situations that have moral relevance. Of note is that moral dilemma protocols are typically presented in a first person perspective (1PP), while moral reaction protocols are characteristically presented in a third-person perspective (3PP). Thus, we question whether the perspective of the subject(s) toward the moral stimuli is sufficient to evoke differing effects, and elicit distinct patterns of neural network activity.

We opine that using stimuli presented in either 1- or 3PP may elucidate a number of potentially interactive variables that may shed new light on studies of neural mechanisms and processes of moral cognition. To wit, it has been shown that different patterns of neural activity were observed for stimuli presented in either 1- or 3-PP in non-moral visuospatial tasks[20]. During the 1-PP situation, neural activity was increased in the medial prefrontal cortex (MPFC), posterior cingulate cortex (PCC), and temporoparietal junction (TPJ) bilaterally, whereas in the 3-PP situation, neural activity was increased in the medial superior parietal and right premotor cortex.

Furthermore, differences have also been found in social non-moral tasks (which appear to reflect theory of mind, ToM), although these results are somewhat less clear. In a study on the influence of the person's perspective on ToM, 1- and 3-PP-type sentences elicited different patterns of neural activation: 1PP-based stimuli yielded greater activation in the caudate nucleus, while 3PP-based stimuli evoked increased neural activity in the dorsolateral prefrontal cortex (DLPFC). The authors related activity in the caudate nucleus to self-focal cognition, and DLPFC-activity to ToM. Other studies report stronger 3PP activation in the TPJ and dorsal MPFC [21-24] which are regarded as parts of the ToM network.

On the other hand, many of these studies have reported greater activation for the 1PP compared to 3PP in the MPFC and PCC/ precuneus. Ochsner and colleagues compared neural processes involved in inferences about one's own and others emotional states. Concomitant activation was demonstrated in the MPFC, left inferior PFC, PCC/ precuneus and STS/ TPJ [25]. This appeared to reflect recruitment of specific sub-regions in the MPFC, and additional activation in the medial temporal cortex for processing self-emotionality, while the lateral PFC and medial occipital activation appeared to be involved in processing emotional inferences of/about others. We posit that these results suggest that "self-judgments" seem to activate more medial networks, while judgments about others appear to engage more lateral networks. As well, components of both networks have some degree of overlap.

Social psychological studies have repeatedly shown that negative situations elicit a tendency to attribute one's own actions (1PP) to external causes, while attributing other people's (3PP) behaviors to internal causes, a phenomenon referred to as the "actor- observer bias" [26,27]. This may affect results in studies of moral decision-making, given that many such studies have employed negative situations as stimuli [28]. Nadelhoffer and Feltz [27] conducted a behavioral study of the actor-observer bias using a version of Philippa Foot’s [29] iconic "trolley problem" as the moral dilemma stimulus, viz.- a trolley is running out of control toward five people who are on the track and unaware of the looming danger. You have the opportunity to save these five people by throwing a switch and sending the trolley down a different track. However, if you do this, you will then kill one individual who is on the second track (for overview, see also Thomson [30] and for discussion of relevance to neural bases of moral decision-making, see Green [31]). The dilemma was presented either in a 1PP (i.e. - the subject was the actor, actively engaged in throwing the switch to divert the trolley), or in a 3PP (i.e. - the subject was a passive observer who could tell an actor to throw the switch). In the actor condition, 65% of the participants found the action (throwing the switch) to be permissible, whereas 90% of the participants in the observer condition found the action to be morally acceptable. These results imply different psychological processes involved in the two perspectives.

Thus, differential activation of distinct neural networks in response to 1PP- or 3PP-based stimuli is expected. Based on previous studies activation in the medial parts of the default mode network can be anticipated for the 1PP, and more lateral activation (e.g. DLPFC, TPJ) can be expected for the 3PP. However, since common activation for both perspectives has been found in several studies, and the default mode and ToM networks overlap in several regions, shared activation may also be expected. MPFC and PCC/ precuneus seem to be common denominators for the perspectives. Theoretically, the observer condition (3PP) of the "actor- observer bias" would tend to involve attribution of behaviors to internal causes, thus there is an attempt to understand the mind (i.e. - mental processes, in this case, the perceived “morality”) of the "actor". Indeed, ToM has been linked to moral judgments, and may be seen as important to moral evaluations of the actions of others [18].

As well, given that (a) most decisions, inclusive of potentially moral judgments involve some degree of Bayesian processing [32,33]; (b) such processing involves recollection of circumstance, effect and potential consequences in orientation to self, others and situations [2,5,34], and (c) learning and memory have been shown to play significant roles in these processes [35,36], it is likely that neural substrates of memory (e.g.- septo-hippocampal networks) would be involved [37,38]. Studies have fortified this speculation by demonstrating hippocampal activation in tasks involving perception of the emotions and actions of others [39,40]. Accordingly, we posit that hippocampal activation (for the 3PP-, as well as perhaps 1PP-situations) is to be expected. In sum, we hypothesize that the perspective of the subject (i.e.- as either actor (1PP), or observer (3PP)) will evoke differential activity in distinct neural networks that are putatively involved in the particular cognitive aspects of these orientations to moral judgment(s). To test this hypothesis we employed functional magnetic resonance imaging (fMRI) to compare moral judgments posed in 1- and 3PP-based scenarios.


Method


Participants

Sixteen (16) right-handed subjects (9 female, 7 male; mean age 28.25 years) with normal or corrected to normal vision participated in this study. Participants had no reported history of psychiatric or neurological disorder, and were not using psychoactive drugs at the time of the study. The study was conducted in accordance with the Declaration of Helsinki, and approved by the Ethics Committee and Internal Review Board of the Human Science Center of the Ludwig-Maximilians University. Active, written informed consent for participation in the study was obtained from all participants, and subjects received financial compensation for their time.

Stimulus material

Sixty-nine (69) subjects evaluated 72 moral statements for valence and arousal in a pre-study. Half of the statements were presented in the 1PP ("I am a cruel person because I have aggressive thoughts towards my child"), and half were presented in the 3PP "A person who has aggressive thoughts toward his/ her child is cruel"). To assure valid comparisons, a five point Likert scale was used to rate the stimuli for valence, with scores ranging between −2 (unpleasant) and 2 (pleasant), and arousal, with scores ranging between −2 (agitating) and 2 (calming). Extreme values were excluded on an [−1, 1] interval in order to obviate the strongly emotion- laden stimuli, and to compare similar emotional reactions. Only 8 stimuli remained in each category after the pre-study. In order to ensure valid statistical comparisons of valence and arousal, two paired t-tests were used; there were no statistically significant differences between stimuli presented in 1PP narrative (M = −0.82, SD = 0.35) and 3PP narrative (M = −0.82, SD = 0.19), t (7) = 0.05, p > .05 with respect to valence. There were also no statistically significant differences between stimuli presented in 1PP narrative (M = −0.76, SD = 0.30) and 3PP narrative (M = −0.77, SD = 0.22), t (7) = 0.04, p > .05 with respect to arousal. Another paired t-test was used to control for stimulus sentence length. There were no statistically significant differences between stimuli presented in 1PP narrative (M = 8.38, SD = 3.20) and 3PP narrative (M = 10.25, SD = 2.71), t (7) = 1.34, p > .05.

Subjects had to rate the sentences as "right" or "wrong" by relying upon intuition (i.e.- described to them as “a gut-feeling”), and not necessarily their real life experience(s) (e.g. some participants may not have had children), so as to base their answers upon an "as-if” situation (e.g. If I were to have aggressive thoughts towards my child - and, indeed, if I had children - would I be a cruel person?).

Although the stimuli were controlled for length, there may have been differences in sentence construction. For example, in the 1PP narrative, "I am a cruel person because I have aggressive thoughts towards my child", it might seem that the 3PP narrative that would have been the best match would be: "John is a cruel person because he has aggressive thoughts towards his child". However, the actor-observer bias appears to be more prominent in cases where the actor is not known - e.g. a stranger [26]. Therefore, we choose a more abstract expression, namely "a person”. Another condition was also used, in which participants were asked to evaluate a non-moral statement based upon their perception of what they believed to be right or wrong (e.g. "There are people who are friendly"). An additional, "scrambled" condition was also used, in which participants had to push a response button when viewing a sentence composed of random letters. This condition was employed to test whether moral judgments activate a similar pattern when compared to scrambled words as in our previous study [14] and is not directly related to this study.

All stimuli were presented twice during the fMRI experiment.

Procedure

Functional magnetic resonance imaging (fMRI) was used in order to study the 1PP and 3PP types of judgments. A block design was used with 4 conditions (1PP, 3PP, non-moral, and scrambled) and 8 blocks per condition, each block comprising 2 stimuli, presented in white, on a black background. The order of stimuli and blocks was pseudo-randomized. Subjects viewed the stimuli via a mirror attached to the head-coil on a LCD screen behind the scanner. Stimuli were presented for 6000 ms (Presentation, Neurobehavioral Systems, USA), followed by 300 ms displaying a black screen, which in turn was followed by a 1000 ms black screen with a white question mark, in which subjects had to decide whether the statements could be considered right or wrong by pressing a button (Cedrus Lumina response box, Cambridge Research Systems Ltd.). After the two stimuli a black screen was presented for 6000 ms as a break between blocks. This method was used to ensure consistent parameters of cognitive processing in each subject for each presented stimuli. Given these protocols, reaction time analyses were not required.

The study was conducted with a 3T system (Philips ACHIEVA, Germany) at the University Hospital LMU Munich. For anatomical reference, a T1-weighted MPRAGE sequence was performed (TR = 7.4 ms, TE = 3.4 ms, FA = 8°, 301 sagittal slices, FOV = 240 × 256 mm, matrix = 227 × 227, inter-slice gap = 0.6 mm). For BOLD imaging, a T2*-weighted EPI sequence was used (TR = 3000 ms, TE = 35 ms, FA = 90°, 36 axial slices, slice thickness = 3.5 mm, inter-slice gap = 0 mm, ascending acquisition, FOV = 230 × 230 mm, matrix = 76 × 77, in-plane resolution = 3 × 3 mm). In total 229 functional volumes were acquired, 5 being discarded.

Data processing and analysis

The preprocessing and statistical analyses were performed using SPM8 (Wellcome Department of Cognitive Neurology, London, UK). Motion correction, realignment and spatial normalization were performed in the preprocessing analysis. Smoothing was executed using a Gaussian kernel of 8 mm FWHM. The four experimental conditions were modeled by a boxcar function convolved with a hemodynamic response function. In the first level, several single-tailed t-contrasts have been calculated for each subject, condition versus baseline. The individual contrast images were used for a random effect analysis in a second level. A conjunction analysis was performed to identify positive changes in BOLD signal intensity commonly seen in 1PP and 3PP presentations by using contrast images of each condition compared with the non-moral condition. Only activations are reported. Group activation contrasts (uncorrected < .005) were cluster-level corrected by family wise error (FWE) < .05 with a cluster-size threshold of 50 voxels.

Region of interest (ROI) analysis

Parameter estimates of signal intensity were extracted from regions of interest (ROIs) for each subject using MARSeille Boîte À Région d’Intérêt software (MarsBaR v0.42; [43] in the aMPFC, precuneus, TPJ, and hippocampus, with ROIs defined as spheres with 10mm radius centered at the peaks of the parametric activation. Anatomical description was accomplished by referring to the Automatic Anatomic Labeling (AAL) [41] atlas from the Wake Forest University (WFU) Pickatlas (Advanced NeuroScience Imaging Research Laboratory, Winston-Salem, North Carolina, USA). Repeated measures analyses of variance with mean beta values for each subject were done to determine whether neural activity within these regions differed between 1- and 3PP moral judgments and the non-moral condition. Gaussian distribution, homogeneity of variance and covariance and sphericity could be assumed (p > .05). Corrections for multiple comparisons were done by the Bonferroni procedure. Statistical analyses calculated with SPSS Statistics 16.0 (IBM, USA).


Results


Behavioral results

Subjects evaluated the moral statements to be either morally right, or morally wrong.

A chi-square-test revealed a statistically significant difference in yes/ no responses for the two moral conditions, χ2 (1) = 28.96, p < 0.01. The participants found 19% of the 1PP and 51% of the 3PP stimuli to be morally right.

fMRI results

1PP- and 3PP-based judgments were each compared to the non-moral condition (NM). 1PP-based judgments yielded greater activation than NM in the anterior medial prefrontal cortex (aMPFC - BA 10), posterior cingulate cortex (PCC - BA 23) extending in the precuneus (BA 7), and temporoparietal junction (TPJ - BA 39) (Table 1, Figure 1). 3PP-based judgments elicited greater activation in the aMPFC (BA 10), but also in the lingual gyrus (BA 17), middle occipital gyrus (BA 18) and hippocampus (Table 1, Figure 1).
Table 1. Relative activation table: 1- and non 3PP moral judgments versus non-moral judgments

Figure 1. Neurofunctional correlates of 1- and 3PP moral judgments. (A) 1PP moral judgments versus NM condition, (B) 3PP moral judgments versus NM condition. Anterior Medial Prefrontal Cortex (aMPFC), Temporoparietal Junction (TPJ).
In order to assess overlapping neural activity evoked by the two judgment modalities, a conjunction analysis was used. Common activation for the two judgment modalities (compared to control) was found only in the anterior medial prefrontal cortex x = 3, y = 59, z = 28 (BA 10; cluster size = 3078 mm3, t = 4.93.).Relative activations were generated only by the 3PP > 1PP contrast in: hippocampus bilaterally, and visual cortex - fusiform gyrus (BA 37), middle occipital gyrus (BA 19), and cuneus (BA 18) (Table 2, Figure 2). No activations above threshold were observed in the inversed contrast, 1PP > 3PP.
Table 2. Relative activation table: 3PP versus 1PP moral judgments

Figure 2. Neurofunctional correlates of 3- vs 1PP moral judgments.
In order to ensure that the effects were related to the 1PP or 3PP moral conditions, and not due to the subtraction of the NM condition, the aMPFC, precuneus, TPJ, and hippocampus were selected for ROI analyses. Overall main effects were observed for all ROIs. For aMPFC (F(2, 30) = 13.17, p < .001, partial η2 = .468), differences were found between 1PP and NM condition (p < .002), and between 3PP and NM conditions (p < .006), but no difference was found between the two moral conditions (p = 1). For precuneus (F(2, 30) = 5.22, p < .011, partial η2 = .258) differences were found between 1PP and NM condition (p < .038), but none between 3PP and the NM condition (p = .057) or between the two moral conditions (p = .544). For TPJ (F(2, 30) = 7.29, p < .003, partial η2 = .327) differences were found between 1PP and NM condition (p < .003), and between 3PP and NM conditions (p < .032). No difference was found between the moral conditions (p = .262). For hippocampus (F(2, 30) = 12.46, p < .0001, partial η2 = .453) differences were observed between 1PP- and 3PP conditions (p < .0001), and between 3PP and NM condition (p < .005). However, no difference was found between NM and 1PP conditions (p = .316) (Figure 3).
Figure 3. Region of interest analysis: anterior medial prefrontal cortex (aMPFC), precuneus, hippocampus, and temporoparietal junction (TPJ). Error bars denote standard error of the mean.


Discussion


The findings bring to light both common and distinct activations for moral judgments in 1PP and 3PP. A conjunction analysis revealed common activation in the aMPFC for both perspectives. When compared to the non-moral condition, 1PP moral judgments elicited activation in the aMPFC, PCC extending in the precuneus, and TPJ, whereas 3PP moral judgments elicited activation in the aMPFC, hippocampus and visual cortex.

The behavioral results, which revealed that 19% of the stimuli in 1PP- and 51% of the 3PP- stimuli were evaluated as right, seem to concur with Nadelhoffer and Feltz's study [27] showing involvement of the “actor-observer bias”. However, the paucity of imaging research on the “actor-observer bias“ makes it challenging to describe the way in which the neurofunctional correlates of the bias may be contributory to, or form moral judgments.

Even though first and third person perspectives (1PP, 3PP) elicited additional activity (except for aMPFC) in comparison with the non-moral condition (NM), these differences did not withstand the threshold-correction (except for hippocampus and visual cortex) in the direct (3PP- vs.1PP; 1PP vs. 3PP-based comparisons). The findings reveal both common and distinct activations for moral judgments in 1PP and 3PP. A conjunction analysis revealed common activation in the aMPFC for both perspectives. When compared to the non-moral condition, 1PP moral judgments elicited activation in the aMPFC, PCC extending in the precuneus, and TPJ, whereas 3PP moral judgments elicited activation in the aMPFC, hippocampus and visual cortex.

No significant statistical differences in signal activation strength were revealed by the ROI analyses between 1- and 3PP-based presentations in the MPFC, precuneus, and TPJ. The aMPFC has been shown to be involved in the explicit representation of both one’s own mental state, and also the mental states of others [43]. Furthermore, its activity has been consistently demonstrated in social cognition and ToM tasks [42]. Moreover, the aMPFC seems to function in coordination of external and internal stimuli [44].

Theoretically, 1PP presentation should elicit activation in those areas involved in assessing behavior in a given situation. When compared to the non-moral condition, signal activation was elicited in aMPFC, precuneus and right TPJ. Given that in 81% of the cases the subjects evaluated the moral stimuli as wrong; it seems that subjects may have tried to distance themselves from strong emotional stimuli. Koenigsberg et al. [45] found signal activation in the PCC/ precuneus, TPJ, and middle and superior temporal gyrus during emotional-distancing tasks. Since the aMPFC contributes to the integration of emotion in decision-making and planning [46], activation in this area suggests that the stimuli may have elicited emotional processing. An attempt to relate the stimuli to the self also seems probable, due to activation of the precuneus, which has been shown to be involved in types of self-processing (e.g. mental imagery strategies; [47]). However, these strategies also engage precuneus perspective-based cognition. Perspective-based cognition has also been shown to involve the TPJ [48]. That both the precuneus and TPJ are involved in may suggest that subjects attempted to change their perspective when responding to the moral stimuli.

In the 3PP-based condition, subjects appear to evaluate the behavior of others through the inner characteristics of the actor, in accordance with the “actor-observer bias”. Behavioral data suggest that the evaluating standards were less strict, with 51% of the stimuli being rated as morally right. When compared to the non-moral condition neural activation during presentation of moral conditions was found in aMPFC, hippocampus (bilaterally), and visual cortex. That there was almost equal activation in the aMPFC for both 1PP- and 3PP presentations of moral conditions (as based upon ROI analysis) suggests the involvement of similar processes in these decision events. Activation in the visual cortex may be explained by the visual salience of the emotional stimuli presented. [28,49,50]. Due to dense interconnections between the visual cortex and the amygdala, a modulating effect from the amygdala as noted by previous studies seems possible [51].

Recent neuroimaging studies have related hippocampal activity to ToM in understanding the emotions and behaviors of others [39], specifically as related to the facilitative role of the hippocampus, and its implication in inducing and sustaining emotional reactions. Hippocampal activation may also suggest both a possible role of memories and projection of self-knowledge while making emotional judgments regarding others [40] and the viability of declarative memory to integrate relevant information between different inputs about a given event [52]. However, it has been suggested that ToM may be independent of episodic memory [53]. In the present study, the stimuli were not related to typical daily experiences, but rather, represented extreme violence, blasphemy, and questionable sexual behavior.

Therefore, we argue that activation in the 3PP condition may be dependent upon semantic memory, in that factual or general information about the world may contribute to making sense of perceived deviant behavior. Hippocampal activity has also been shown during tasks of semantic memory [54], in retrieval of relevant memories [55] that allow past events to influence present decisions [56]. Taking this into consideration, the presentation of moral situations may trigger the recollection of memories of related situational and/or contextual information that relates to, and could influence present decision-making through a Bayesian mechanism of ecological observation, orientation and action [2,5,34]. While it might be possible that the observed hippocampal activation could, perhaps partially, be explained by different conditions relying more or less on short-term memory, we find it difficult to explain why the 3PP would rely more on short-term memory than the 1PP, since there were no statistical significant differences in assessments of sentence length, valence, or arousal.

Furthermore, an interaction between the ventromedial prefrontal cortex (vmPFC) and hippocampus has been suggested to mediate cognitive evaluations of the moral character of others [57]. Emotional salience is attributed to moral information by the involvement of the vmPFC, while hippocampal networks involved in memory retrieval enable necessary contextual information in order to make an appropriate character judgment. However, given that the vmPFC includes at least the ventral part of Brodmann’s area 10 (BA 10; [58]), and appears to serve a binding function between aMPFC and the amygdala [59], we suggest that BA 10 may have a functional role in integrating emotional information (via enhanced activation of the visual cortex), and recollective aspects of the decision-process; (possibly through hippocampal connections) that are involved in, and/or subserve moral cognition and judgments.

Thus, we posit that the vmPFC plays a role in emotional salience, while the aMPFC contributes to synthesizing the “moral” information, by integrating emotional and recollective information, thereby enabling appropriate strategies in moral decision-making. To summarize, we claim that the involvement of the hippocampus for the 3PP moral judgment can be explained through the results of recent studies that elucidated its role in understanding emotions and behaviors of others, while somewhat more “classical” hippocampal activity (i.e.- memory) plays a role in the recollection of stored related retrograde situational or contextual information. We consider the role of the hippocampus in 3PP moral judgments of crucial importance due to the psychological implications of these functional roles.

There is also a temporal aspect that may be involved, which would support the “actor-observer bias”. If 1PP presentations engage evaluative cognition, then such processing is temporally related to the present [60,61]. The 3PP situation, however, relies on more abstract evaluations, which tend to be more time independent, in which inner characteristics of others may come into play. Moreover, if subjects distance themselves from the stimuli used in 1PP presentations, the time needed to evaluate these stimuli would be shorter than that needed to evaluate the stimuli in the 3PP condition, where memory processing would represent an important function in stimuli assessment.

An important aspect of the present study is the use of novel stimuli. Since moral dilemmas have already been used to study the "actor-observer bias" [27] a different approach, i.e. using moral reactions, may be helpful in extrapolating the findings. For this reason, control of emotional valence and duration of stimuli has been ensured. Such parameters, however, decrease the number of stimuli that were used. This may be problematic; however, due to the novelty of the approach used, a possible limitation in generalization seems suitable in order to gain greater experimental control over the stimuli.

Despite these limitations, the present findings suggest that different neural networks may be involved in, and subserve the perspective one has towards moral situations. A similar case was found for agency in moral judgments, for which different associated emotions were found to rely upon both distinct and overlapping neural substrates [62]. A psychological component, which could explain the neural differences found for moral perspective taking, is the actor-observer bias. Thus, care must be taken when interpreting neuroimaging studies of the neural bases of morality, since the perspective of the participants towards the moral stimuli may indeed elicit distinct neural activation.

In summary, moral stimuli presented in either 1- or 3PP elicit both distinct (e.g. hippocampus, and visual cortex for 3PP) and common patterns of neural activation (e.g. in the self- or ToM networks). These results suggest that differences may be related to the “actor-observer bias”. In the 1PP presentation the stimuli were evaluated with regard to the situation. Since the participants could not control the situation (although it elicited a strong emotional response), we posit that subjects may have attempted to distance themselves from the stimuli by engaging in perspective shifting. The 3PP moral judgments seem to have been evaluated by considering the inner characteristics of the “actors”, through recollection(s) of relevant information and also by engaging in ToM processes.

The overlap in the self- and ToM networks suggests that self-processing may be a basis through which to experience complex emotions about others' mental state [39]. These findings do not imply identical psychological processes for these different perspectives, and do not contradict the suggested involvement of the “actor-observer bias”. We believe that the most important implication of this study is related to distinct mechanisms and processes of moral cognition. To date, research has posed that networks of the so-called “moral brain” are homogenously activated, independent of the eliciting stimuli. This also implies that similar psychological processes subserve moral cognition and/or reasoning, irrespective of perception of, or orientation to the situation [15]. The present results, however, contrast this view, and suggest that different types of stimuli may indeed engage distinct types of neural activity and psychological processing, and that both reflect orientation to the situation, which may be influenced by a host of factors affecting cognitive biasing, inclusive of cultural differences and a variety of social effects.

While it has been offered that moral and ethical judgments and actions are “other-based” (see, for example, MacMurray [63]), it is important to note that any and all decisions - inclusive of moral judgments (affecting others) - emanate from, and in many ways are reciprocal to, and reflective of the self [2,3,5,64-66]. In this light, potentially moral situations are perceived differently depending upon one’s orientation to, and relative involvement in the situation and circumstance, and its effect upon prior experience, past and present reinforcing and rewarding influences, and predicted outcomes and their impact upon self and others [67-69].

The results presented here suggest that while there appears to be something of a core neural network that is involved in the types of moral decisions rendered in this study, the spatial and temporal engagement of elements of this network are peculiar to distinct types and aspects of situation and circumstances. There are several limitations of this study. First, the number of stimuli remaining after the pilot study was rather small. Therefore, we suggest that future studies employ a larger number of stimuli. This would also enable non-repetition of stimuli, thereby avoiding possible learning effects that have been shown to decrease BOLD signal – e.g. in visual cortex, PFC etc. [69,70]. Second, it remains somewhat uncertain to what extent participants attributed external causes to the 1PP, and internal causes to the 3PP, since the subjects were not required to describe the way in which they evaluated the stimuli. Future studies could employ a post-scanning interview during which subjects are asked to explain their decision-making processes.


Conclusion


In conclusion, we opine that the present study suggests differential patterns and mechanisms of 1PP and 3PP moral judgments. Such findings have implications for consideration of how moral decisions are made and morally-relevant acts are tendered (e.g.- “Good Samaritan” acts, “by-stander effects”, etc.), and prompt further inquiry to how patterns of neural activity may affect types and extent of behaviors in morally-relevant situations, and if and how such patterns of activity are stable, modifiable, and/or learned. Yet, we also advocate prudence in interpretation of these and related findings [2-4,7-9], as the limitations of fMRI, like any neurotechnology, must be appreciated (see van Meter [71] for overview).

This encourages engagement of neuroethics’ second tradition, namely, an analysis of the ways that neuroscience and neurotechnology are, can, and should be employed to gain understanding of cognitions, emotions and behaviors, and how such information is used (in medicine, law and the public sphere). Indeed, while findings such as those presented in this study may be provocative, care must be taken in extrapolating such information to real-world circumstances, so as to avoid over- or under-estimating the role of neurobiology in psychological and social activity, and/or the capabilities of neuroscience and neurotechnology to address and answer perdurable and pressing questions about the “nature” of morality, and other dimensions of cognition, emotion and behavior.

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

All authors contributed to study concept. MA was responsible for data collection, data analysis and interpretation, and manuscript preparation. EG and KF were responsible for data analysis and interpretation and critical review of the manuscript, MR and JB were responsible for data collection and preliminary data evaluation. YB, EP and JG made substantial contributions to interpretation of data, have been involved in developing and revising the manuscript for important intellectual content, and have given final approval of the version to be published.

Acknowledgments

This study was supported by a research scholarship of the Bayerische Forschungsstiftung for M.A., and the Clark Foundation Award for JG. The authors thank Liana Buniak for assistance in preparation of this manuscript.

References are available at the BMC Neuroscience site.

Date and Acquaintance Rape - Presentation Version and Full Version

 

Here is the presentation (shorter version as presented and a longer version) I gave at the Tucson YWCA yesterday as part of Sexual Assault Awareness Month. These are hosted by SlideShare.


Full presentation:


Presentation as given at the YWCA:

Recap of Cognitive Neuroscience Society’s Annual Meeting (Scientific American Mind)


Here is a summary of some of the research presented at the 2014 Cognitive Neuroscience Society Annual Meeting. Daisy Yuhas at Scientific American Observations blog does the summarizing.

Brains in Boston: Weekend Recap of Cognitive Neuroscience Society’s Annual Meeting

By Daisy Yuhas | April 8, 2014



Greetings from Boston where the 21st annual meeting of the Cognitive Neuroscience Society is underway. Saturday and Sunday were packed with symposia, lectures and more than 400 posters. Here are just a few of the highlights.

The bilingual brain has been a hot topic at the meeting this year, particularly as researchers grapple with the benefits and challenges of language learning. In news that will make many college language majors happy, a group of researchers led by Harriet Wood Bowden of the University of Tennessee-Knoxville have demonstrated that years of language study alter a person’s brain processing to be more like a native speaker’s brain. They found that native English speaking students with about seven semesters of study in Spanish show very similar brain activation to native speakers when processing spoken Spanish grammar. The study used electroencephalography, or EEG, in which electrodes are placed along the scalp to pick up and measure the electrical activity of neurons in the brain below. By contrast, students who have more recently begun studying Spanish show markedly different processing of these elements of the language. The study focused on the recognition of noun-adjective agreement, particularly in gender and number.

Accents, however, can remain harder to master. Columbia University researchers worked with native Spanish speakers to study the difficulties encountered in hearing and reproducing English vowel sounds that are not used in Spanish. The research focused on the distinction between the extended o sound in “dock” and the soft u sound in “duck,” which is not part of spoken Spanish. The scientists used electroencephalograms to measure the brain responses to these vowel sounds in native-English and native-Spanish speakers. The Spanish speakers responded just like English speakers to the “dock” vowel sound, but not to the “duck,” sound, which was harder for the former group to identify. The finding is part of a larger body of research hinting at the possibility that vowel sounds like the o in dock that are produced on the periphery of the vocal tract are easier to perceive than the soft u sound produced in the middle of the vocal tract. By identifying these kinds of preferences, the researchers hope to better train language-learners to attune to sounds beyond their native tongue’s typical repertoire.

Birth control does not appear to effect cognition, according to Lena Ficco and colleagues of the University of Massachusetts Amherst. In one of the few neuroendocrinological studies presented, Ficco investigated whether contraception containing ethinyl estradiol changed the mental map-making or verbal abilities of women who had been taking this form of birth control for several years. Both verbal and navigation tasks are supported by estrogen. But because ethinyl estradiol suppresses estrogen, Ficco wondered whether there might be cognitive costs in taking contraception. Instead she observed no differences between women on these pills and a control group of non-pill-using women during the low-estrogen phase of their menstrual cycle. In future, Ficco hopes to assess whether length of pill use in an older population relates to any cognitive changes.

Researchers at Notre Dame University have some preliminary evidence that alcohol can set your body’s internal alarm clock. It can, in fact, make a relaxing Sunday morning seem like a manic Monday. The group wanted to investigate how alcohol, a physiological stressor, would alter the body’s cortisol awakening response, in which a flood of the stress hormone cortisol peaks as a person wakes up. Earlier work has demonstrated that this response is tied to psychological stress, prompting earlier rising on weekdays or during other anxious time periods. The Notre Dame group found that college students who consumed about four drinks on a weekend evening would awaken the next morning with significantly higher cortisol levels than non-drinkers. In fact, the researchers suggest that the stress-inducing effect is similar to that produced by cortisol levels on a weekday.

Finally, researchers have worked out a new nuance of the sound-induced flash illusion. In this illusion, an individual will either see a flash of light and hear two beeps or see two flashes and hear one beep. The curious thing is that people will report seeing two flashes if they hear two beeps, and just one flash if they heard one beep. Scientists at the University of Milan-Bicocca in Italy decided to replicate this illusion with a slight twist. Instead of actually flashing lights, they asked their subjects to keep their eyes closed and then used magnetic fields to change the electric currents surrounding neurons and stimulate the occipital lobe (a technique called transcranial magnetic stimulation). This stimulation triggered phosphenes, or the sensation of a flash of light—albeit without any actual light flashing. Because of how these phantom flashes are induced directly in the visual system, this approach enabled the researchers to time the stimuli and response to decipher whether this illusion depended on visual processing shortly after encountering a flash or beep. Indeed, they found that their subjects would report seeing two phosphenes after the researchers had induced just one flash with two auditory beeps, provided the stimuli were presented within relatively short succession. This suggests that the experiences in the brain’s early visual cortex can be modulated by sound. Lead author Silvia Convento explains that this kind of sensory overlap likely reflects brain organization that was beneficial to our ancestors. Even if it introduces some errors, the linkage would allow our brains gather and organize information from the environment more rapidly.

The lectures and symposia thus far have brought together a nice mix of history and hypotheses. Jon Kaas, who studies the organization of the mammalian brain at Vanderbilt University, for example, presented some of his ongoing work mapping the possible “sub-regions” of the motor cortex. The idea was inspired in part by research done in 2009 by neuroscientist Michael Graziano at Princeton University, who demonstrated that by stimulating a specific location on the motor cortex of an anaesthetized monkey, the animal would carry out a behavior such as bringing its hand to its mouth. Kaas has since investigated this and similar behaviors —including grasping, reaching, and climbing behaviors— in several primate species, including galagos, squirrel monkeys and owl monkeys. His findings have led him to the conclusion that the motor cortex may be divided into functional sub-regions with a specific active purpose, that direct movement across the body, and that the organization of these sub-regions could be consistent across primates.

In a totally different vein, a symposium on developmental cognitive neuroscience reflected on how lessons in this field could potentially guide policy on education and the justice system. For example, Margaret Sheridan of Harvard University reviewed the most recent published findings from the Romanian Orphanage Study, which reveal how extreme deprivation brutally inhibits mental development. This research complements ongoing study of the cognitive struggles of children growing up in poverty. On a more positive note, there are interventions that could help these children close the gap. Neuropsychologist Helen Neville of the University of Oregon discussed how her group has succeeded in training young children to improve their attention skills, often through simple and fun activities that ask children to concentrate and ignore distractions.

One of the most moving moments of the conference was in the opening keynote address by MIT neuroscientist Suzanne Corkin. Corkin spoke about the legacy of H.M., a patient who underwent a procedure to prevent epileptic seizures that left him unable to form new memories. Corkin, who spent decades studying H.M., discussed how he helped illuminate the distinctions between different memory forms and where they are located in the brain (to learn more about H.M., check out the May/June issue of Scientific American Mind). But Corkin also discussed the man behind the initials, describing his gentle and remarkably upbeat disposition, given that he was repeatedly confronting a confusing, context-free present. Her talk included a poignant and powerful audio recording of Corkin and H.M. chatting in 1992. In the excerpt, H.M. professes to “not mind” all of the tests and studies, saying simply, “I figure what’s wrong about me helps you help others.”


About the Author: Daisy Yuhas is an associate editor at Scientific American Mind. You can follow her on Twitter, @daisyyuhas

~ The views expressed are those of the author and are not necessarily those of Scientific American.